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Text mining techniques for patent analysis

by: Yuen-Hsien Tseng, Chi-Jen Lin, Yu-I Lin
Information Processing & Management, Vol. In Press, Corrected Proof


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Patent documents contain important research results. However, they are lengthy and rich in technical terminology such that it takes a lot of human efforts for analyses. Automatic tools for assisting patent engineers or decision makers in patent analysis are in great demand. This paper describes a series of text mining techniques that conforms to the analytical process used by patent analysts. These techniques include text segmentation, summary extraction, feature selection, term association, cluster generation, topic identification, and information mapping. The issues of efficiency and effectiveness are considered in the design of these techniques. Some important features of the proposed methodology include a rigorous approach to verify the usefulness of segment extracts as the document surrogates, a corpus- and dictionary-free algorithm for keyphrase extraction, an efficient co-word analysis method that can be applied to large volume of patents, and an automatic procedure to create generic cluster titles for ease of result interpretation. Evaluation of these techniques was conducted. The results confirm that the machine-generated summaries do preserve more important content words than some other sections for classification. To demonstrate the feasibility, the proposed methodology was applied to a real-world patent set for domain analysis and mapping, which shows that our approach is more effective than existing classification systems. The attempt in this paper to automate the whole process not only helps create final patent maps for topic analyses, but also facilitates or improves other patent analysis tasks such as patent classification, organization, knowledge sharing, and prior art searches.


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