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Sample Sizes Based on Exact Unconditional Tests for Phase II Clinical Trials with Historical Controls

by: Myron N Chang, Jonathan J Shuster, James L Kepner
Journal of Biopharmaceutical Statistics, Vol. 14, No. 1. (2004), pp. 189-200.


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Investigated in the setting of phase II clinical trials is the two-sample binomial problem of testing <i>H</i><sub>0</sub> : <i>p</i><sub><i>e</i></sub> = <i>p</i><sub><i>c</i></sub> <i>H</i><sub>1</sub> : <i>p</i><sub><i>e</i></sub> > <i>p</i><sub><i>c</i></sub>, where <i>p</i><sub><i>e</i></sub> and <i>p</i><sub><i>c</i></sub> are the unknown target population response rates for the experimental and control groups, respectively, using the usual <i>Z</i>-statistic with pooled variance estimator. The cornerstones that make this paper unique are as follows. First, the emphasis is on determining the sample size given that the control group information has already been collected (historical control). Second, exact unconditional inference, rather than an asymptotic method, is utilized. Sample size tables, contrasting the exact and asymptotic methods, are provided. Although asymptotic results were usually fairly close to the exact results, some important differences were observed.


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